Submission Guidelines for IACE Hall of Fame Repository

Trace, the Tennessee Research and Creative Exchange digital repository at the University of Tennessee, provides long-term access and preservation services for the intellectual and creative output of the university's academic, research, and administrative communities. The digital repository is open access, making content freely available, worldwide, under the following conditions and terms.

Appropriate Submissions

Any content is appropriate if all applicable policies are followed (e.g., copyright), if the content can be posted using existing format types (i.e., technically feasible), and if the sponsoring unit decides it is appropriate. Posting bibliographic citations or abstracts alone cannot be accommodated without the full text of a work. Examples of appropriate content include:

• Published research (as copyright permits)
• Biographies
• Curricula vitae
• Technical reports, working papers, conference publications
• Research data in numeric or image formats
• Theses & Dissertations
• Administrative records
• Special collections digitized locally (letters, photographs, diaries)
• Digital image collections
• Instructional materials and courseware
• Journal publishing platforms
• Software

Copyright and Author Agreements

Authors must own the copyright for work submitted to Trace or be authorized by the copyright holder(s) to use the digital assets for non-commercial use. Because Trace does not hold the copyright for content posted in the repository, authors are free to reuse the content elsewhere within the bounds of copyright law.

If a working paper is published in a journal - either in the same form or, more commonly, in revised form - many journals allow the working paper to continue to be openly accessible, especially when it is for educational/scholarly noncommercial use. While some journals require that the working paper be removed, others grant exceptions for institutional repositories, but must be asked.

The author is responsible for negotiating the terms of publication agreements. The repository constitutes noncommercial use. IACE Hall of Fame members who wish to include a reprint of a journal article in the repository should consult their agreement with the journal to see if posting in a repository is allowed. Authors who have transferred copyrights may seek permission of the copyright holder to publish it in the repository. The SHERPA/RoMEO site provides information about publisher copyright policies.

Unless otherwise noted, documents posted in Trace are the property of their respective authors. Authors who deposit material in the repository agree to the following:


All permission requests should be directed to the individual authors or the stated holders of copyright. The University of Tennessee claims no rights over the content in Trace. For more information about copyright, please see the University Libraries Scholarly Communication Intellectual Property pages at http://www.lib.utk.edu/scholar/property.html.

Author Review

Please ensure that your item is in final, correct format. Authors do not have an opportunity to approve items they have submitted prior to their becoming publicly available on the site; therefore, please be sure that the submissions are ready for public distribution.

Formats Supported and Preservation

Trace recommends the use of particular file types to increase the likelihood of safely migrating files into the future.

We recommend the following formats as most likely to migrate effectively:

Other formats may be included for associated materials, but are less likely to be migrated when technology changes.

The University Libraries are committed to providing access to and preserving all contents of the repository. When we migrate to new formats, we will change the format of a file, but not the information in it. For example, the Trace administrator will not update hyperlinks, other external references, or out-of-date information within a paper or supplementary file. If file formats cease to be supported as a result of changes in technology and the private sector, beyond the control of the University Libraries, files in these formats may no longer function on current computer equipment and hence, become unusable. If a new repository platform is chosen, all content will be migrated and every effort made to ensure that all content continues to be accessible.

The commitment to provide persistent access to content in Trace applies only to material housed on servers maintained directly or under contract by the University Libraries. Links and access to content of any format referenced outside Trace cannot be guaranteed.

Withdrawal of Submitted Items

Trace is meant to be a permanent scholarly record (working papers may be an exception). Once an item is deposited, a citation to it will always remain. Removing content is discouraged. However, authors may request the community manager to remove an item. No files will be removed by the Trace administrator or community managers without author notification.

Trace Organization

Trace is organized by communities - academic and other units at the University of Tennessee. Any school, academic department or program, research center or research institute at the University of Tennessee, as well as other administrative units that can assume responsibility for setting and administering policies, is eligible to form a community in the digital repository. Each community assigns a community manager who works with the University Libraries to support Trace.

Communities develop, in consultation with the Trace administrator, policies addressing: 1) items appropriate for a particular collection; 2) electronic format acceptable for a particular collection; and 3) guidelines for contributors.

Trace is directed by the University Libraries Scholarly Communication department head. A Trace administrator oversees technical support and the addition of content. Campus stakeholders who serve on the Trace Advisory Group assist with the solicitation of new content and training of repository contributors.

Communities:

• Identify community managers who collaborate with repository staff
• Develop community-specific policies to supplement general repository policies
• Inform contributors about policies and procedures
• Manage the deposit and description of content
• Establish deposit workflows for collections
• Notify repository staff of organizational changes affecting submissions

University Libraries:

• Retains content deposited
• Preserves content using digital preservation standards and techniques
• Provides access to repository content
• Notifies communities of significant preservation actions, e.g. format migration
• Provides a streaming server to host media files

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